Your books should not be the thing standing between you and your next $200M in AUM.
Get the RIA CFO Readiness Checklist. The same 9-point review Compass uses to find the financial blind spots that quietly stall growing advisory firms, trigger SEC findings, and drain owner time.
Make better financial decisions
Replace gut feel with a monthly number you can defend in a partner meeting.
Minimize SEC and compliance risk
Books and records that hold up to an examiner request, not just a tax return.
Reclaim owner time for strategy
Stop running the finance function on nights and weekends.
A 9-point review of the things that actually move the needle for an RIA.
Short, specific, and built for owners who do not have time for a 40 page PDF.
- 01Books accuracy and monthly reconciliation
- 02SEC books-and-records readiness
- 03Payroll and expense controls
- 04Budgeting and rolling forecast
- 05Cash visibility and runway
- 06Owner time audit
- 07Vendor and bill-pay controls
- 08Tax-season preparedness
- 09Scale or sale readiness
A partner, not a vendor.
For most RIAs, accounting is a burden and a non-strategic task. We outsourced to Compass and the experience has been unbelievable. They understand RIAs and have become a partner, not a vendor.
I needed an outsourced CFO whose practices adhere to the strict requirements imposed on Registered Investment Advisors by the SEC. After nearly three years with Compass I am as impressed today as I was at the start. My highest recommendation.
Working with Compass has been a no-brainer. The team is professional, responsive, and experienced in wealth management. They save me valuable time I can use in other areas of my business.
Matt Hayon, CEO and Co-Founder of Compass CFO Solutions.
Over a decade improving operations and cutting costs for small businesses. A self-described efficiency expert. NYU graduate. Holds the PMP designation. The checklist is the same one Matt and his team use on the first call with every new RIA client.
If three or more of the nine items make you uneasy, you need this checklist today.
No newsletter. No sales sequence. Just the checklist in your inbox in under a minute.